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Tim Rosa Associates is committed to helping investment companies and financial management firms protect profitability and demonstrate compliance with regulatory requirements such as Sarbanes-Oxley, SAS 70, and Graham-Leach Bliley. We do this by creating work products that demonstrate compliance with regulatory agencies such as the U.S. SEC and other institutions.
Following is a partial list of our financial services customers:
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Fidelity
Fundtech
MetraTech
MFS Investment Management
S1 Corporation
Thomson Reuters
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To learn more click Solutions.
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