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Tim Rosa Associates is committed to helping investment companies and financial management firms protect profitability and demonstrate compliance with regulatory requirements such as Sarbanes-Oxley, SAS 70, and Graham-Leach Bliley. We do this by creating work products that demonstrate compliance with regulatory agencies such as the U.S. SEC and other institutions.

Following is a partial list of our financial services customers:

  • Fidelity
  • Fundtech
  • MetraTech
  • MFS Investment Management
  • S1 Corporation
  • Thomson Reuters
  • To learn more click Solutions.

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